Conduct & Ethics Training Courses
Workplace Ethics and Compliance Training
GP Strategies’ financial crime compliance training helps your people recognize, prevent, and report the financial crime risks your organization faces. These awareness-level courses cover anti-money laundering, anti-bribery and corruption, fraud, sanctions, tax evasion, and more, so you can build the right coverage for your workforce and sector. Deploy them off the shelf, or as part of your wider compliance training program.
Business Ethics and Employee Conduct Courses
Criminals are constantly looking for ways to move illicit money through legitimate businesses. These courses help your people understand how financial crime works and recognize the red flags before your organization is exposed.
Business Ethics
Ethical decisions are rarely simple. This awareness-level course introduces the main approaches to business ethics and gives employees a framework for making sound decisions at work.
Code of Conduct
Built around the framework of a typical corporate code of conduct, this course covers values, decision-making, and ethical leadership.
Conflicts of Interest
Left unmanaged, conflicts of interest can erode trust and expose your organization to risk. This course shows employees how to identify, manage, and mitigate them fairly, with real-life examples and practical scenarios to reinforce the key messages.
Handling Complaints
Handled well, a complaint is a chance to rebuild trust. This awareness-level course shows employees how to recognize, record, and respond to complaints effectively.
Whistleblowing
A workforce that feels safe to speak up catches problems early. These courses explain how raising concerns works, what protections are in place, and how your organization can meet its whistleblowing obligations.
Whistleblowing
Following a multi-part scenario, this awareness-level course explains why raising concerns matters, the options open to employees, what happens after a concern is raised, and how the law protects people from retaliation.
Whistleblowing | Our Arrangements for the EU Directive
Adopted in October 2020, the EU Whistleblower Protection Directive requires all organizations operating in the EU to:
- Implement internal reporting channels for whistleblowers
- Protect whistleblowers from detriment
- Promote speaking up and whistleblowing
This off-the-shelf course helps your organization meet the communication and training requirements of the Directive.
Market Conduct and Financial Services Regulation
Financial services firms operate under close regulatory scrutiny. These courses help employees understand their responsibilities under UK Financial Conduct Authority (FCA) rules and act with integrity in the markets.
Client Assets
Protecting client assets is a core regulatory obligation. This awareness-level course takes a practical look at the FCA's client asset rules, covering the key definitions, why the rules matter, and the legal and regulatory landscape.
Commodity Market Abuse
Commodity markets carry their own conduct risks. This awareness-level course covers the ethical, regulatory, and legal responsibilities of firms and their employees, with a particular focus on the commodity markets.
Market Conduct Essentials
Fair, orderly markets depend on how people behave. This awareness-level course sets out the ethical, regulatory, and legal responsibilities of firms and their employees in relation to market conduct.
The Conduct Rules and You
A practical guide to the FCA Conduct Rules. This course gives a brief overview of the Senior Managers and Certification Regime (SMCR), sets out the scope and content of the Conduct Rules, and includes role-specific and industry-specific examples. It now covers the new Consumer Duty.
Take 5 Bite-Size Conduct Modules
Short, five-minute refreshers on key financial conduct topics. Ideal for reinforcing awareness training or keeping regulated staff up to date.
Take 5 to Think About the Conduct Rules and You
For firms covered by the FCA's Senior Managers and Certification Regime, this module reminds employees of their responsibilities under the Individual Conduct Rules and shows how they apply in practice. It now includes the new Consumer Duty.
Take 5 to Think About Market Conduct
Made for financial services organizations, this module looks at the threats to fair and orderly markets that arise during periods of market instability and rapid change in the working environment.
Take 5 to Think About Consumer Duty
A quick refresher for firms subject to the FCA's Consumer Duty, covering what the Duty means for employees and their everyday responsibilities.
Build Your Conduct and Ethics Training Program
Deploy any of these courses on their own, or combine them into a broader ethics and compliance program for your organization. Explore Compliance Fundamentals to build core coverage, or browse related courses in Financial Crime and Risk & Safeguarding.
Not sure where to start? Our team can help you map the right courses to your workforce.