Modality: eLearning

Whistleblowing

Encouraging individuals to raise concerns about poor practice is an important part of good business practice. This awareness-level course takes…

eLearning

Take 5 to Think About Market Conduct

Increased market volatility and unprecedented changes to the working environment pose challenges to the fair and orderly operation of financial…

eLearning

Market Conduct Essentials

Description This awareness-level course covers the ethical, regulatory and legal responsibilities of firms and their employees in relation to market…

eLearning

Handling Complaints

Description This awareness-level course explains how to recognize and handle, record and respond to complaints effectively. It also delivers the…

eLearning

Commodity Market Abuse

Description This awareness-level course covers the ethical, regulatory and legal responsibilities of firms and their employees in relation to market…

eLearning

Client Assets

Description This awareness-level course takes a practical look at the client asset rules of the Financial Conduct Authority (FCA). It…

eLearning

Code of Conduct

Description The course follows the framework of a typical corporate code of conduct and covers content on values, decision-making, and…

eLearning