Take 5 to Think About the Conduct Rules and You
Description This bite-size module has been developed for all financial services firms covered by the Financial Conduct Authority’s (FCA) Senior…
Description This bite-size module has been developed for all financial services firms covered by the Financial Conduct Authority’s (FCA) Senior…
Description This awareness-level course explains how to recognize and handle, record and respond to complaints effectively. It also delivers the…
Description This awareness-level course covers the ethical, regulatory and legal responsibilities of firms and their employees in relation to market…
Description This awareness-level course takes a practical look at the client asset rules of the Financial Conduct Authority (FCA). It…
Description The course follows the framework of a typical corporate code of conduct and covers content on values, decision-making, and…
Description Business ethics is now an essential part of modern business practice. This awareness-level course explains the main approaches to…
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