Client Assets
This awareness-level course takes a practical look at the client asset rules of the Financial Conduct Authority (FCA). It explains the key definitions, the importance of protecting client assets rules and the legal and regulatory landscape. Scenarios bring the content to life and enable the learner to apply what they have learned in real-life situations.
Course Overview
Learning Objectives
This course explains:
- What client assets are
- The legal and regulatory landscape
- Client asset controls
- Client asset governance arrangements
Audience
Suitable for all
Duration
Up to 30 minutes
Assessment
End test included as standard
Technical Specifications
Format
SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML5
Hosting Environment
SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
- Moodle
- Cornerstone
- SumTotal
- Saba
- PeopleFluent LMS
(formerly NetDimensions)
Browser Support
Internet Explorer 11
Edge
Chrome
Firefox
Safari
(Pop-up blockers disabled and JavaScript must be enabled)
Learner Environment
Responsive content may be viewed on:
- Desktop
- Laptop
- Tablet device
- Smartphone
Recommended connection speed 512 KBPS
Please request a free trial if you would like to review the course or purchase the course directly.