The Conduct Rules and You

The course provides a practical guide to the FCA Conduct Rules. It covers a brief overview of the Senior Managers and Certification Regime (SMCR), the scope and content of the Conduct Rules, and both role-specific and industry-specific examples. The course has been updated to include details of the new Consumer Duty.

Learning Objectives

By the end of the course the learner will understand:

• The aim and architecture of the SMCR
• How the Conduct Rules apply to their industry and role
• Their responsibilities under the Conduct Rules
• The consequences of breaching the Conduct Rules

Format
SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML5

Hosting Environment
SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:

• Moodle
• Cornerstone
• SumTotal
• Saba
• PeopleFluent LMS
  (formerly NetDimensions)

Browser Support
Internet Explorer 11
Edge
Chrome
Firefox
Safari
(Pop-up blockers disabled and JavaScript must be enabled)

Learner Environment
Responsive content may be viewed on:

• Desktop
• Laptop
• Tablet device
• Smartphone

Recommended connection speed 512 KBPS